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Detailed Report
KEVIN R TINKLE
CRD#: 5829791
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 1601 NW EXPRESSWAY ST.
SUITE 1601
OKLAHOMA CITY, OK 73118
Registration History
2010201220142016201820202022202420262 FIRMS2013 - 2018 (5 years)2 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (3 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2010 - 2011 (1 year)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Alabama 3/28/2022
B
Nevada 4/6/2022
B
Arizona 2/23/2022
B
New Jersey 2/23/2022
B
Arkansas 2/23/2022
B
New Mexico 3/1/2024
B
California 2/23/2022
B
New York 2/23/2022
B
Colorado 2/23/2022
B
North Carolina 2/23/2022
B
Florida 2/23/2022
B
Ohio 2/23/2022
B
Georgia 2/23/2022
B
Oklahoma 2/23/2022
B
Idaho 2/24/2025
IA
Oklahoma 2/23/2022
B
Illinois 2/23/2022
B
South Dakota 4/6/2022
B
Iowa 3/31/2022
B
Texas 2/23/2022
B
Kansas 2/23/2022
IA
Texas 2/23/2022
B
Louisiana 2/23/2022
B
Utah 1/9/2024
B
Maine 1/3/2025
B
Vermont 9/4/2024
B
Massachusetts 10/23/2024
B
Virginia 3/8/2023
B
Mississippi 2/23/2022
B
Washington 2/23/2022
B
Missouri 2/23/2022
B
Wyoming 2/23/2022
B
Nebraska 12/16/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
1601 NW EXPRESSWAY ST. SUITE 1601, OKLAHOMA CITY, OK 73118
Registered with this firm since 2/23/2022
B
D.A. DAVIDSON & CO. (CRD#:199)
1601 NW EXPRESSWAY ST. SUITE 1601, OKLAHOMA CITY, OK 73118
Registered with this firm since 2/23/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/14/2018 - 03/23/2022 LPL FINANCIAL LLC (CRD#:6413) RICHARDSON, TX
B
 02/14/2018 - 03/23/2022 LPL FINANCIAL LLC (CRD#:6413) RICHARDSON, TX
IA
 02/01/2013 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) RICHARDSON, TX
B
 02/11/2013 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) RICHARDSON, TX
IA
 04/01/2011 - 09/01/2011 RBC CAPITAL MARKETS, LLC (CRD#:31194) LEAWOOD, KS
B
 09/30/2010 - 09/01/2011 RBC CAPITAL MARKETS, LLC (CRD#:31194) LEAWOOD, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.