Individual Firm
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CHARLES ANTHONY MATTIUCCI
CHARLES MATTIUCCI
CRD#: 5829703
IA
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KOVITZ INVESTMENT GROUP PARTNERS, LLCCRD#: 282241 680 Andersen Drive
Foster Plaza Ten
Pittsburgh, PA 15220
Foster Plaza Ten
Pittsburgh, PA 15220
View By:
3/17/2014
Customer Dispute
Settled
State Registrations
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Pennsylvania 1/4/2025
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Texas 1/6/2025
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Registered with this firm since 1/4/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/06/2024 - 12/31/2024 | Pittsburgh, PA | |
IA | 04/26/2017 - 11/04/2024 | PITTSBURGH, PA | |
B | 01/23/2014 - 06/01/2017 | PITTSBURGH, PA | |
IA | 03/26/2014 - 05/08/2017 | PITTSBURGH, PA | |
IA | 01/23/2014 - 01/23/2014 | PITTSBURGH, PA | |
IA | 02/16/2012 - 01/13/2014 | PITTSBURGH, PA | |
B | 02/16/2012 - 01/13/2014 | PITTSBURGH, PA | |
IA | 06/27/2011 - 01/11/2012 | PITTSBURGH, PA | |
B | 06/02/2011 - 01/11/2012 | PITTSBURGH, PA | |
B | 09/13/2010 - 05/25/2011 | PITTSBURGH, PA |
PITTSBURGH, PA
06/27/2011 - 01/11/2012
PITTSBURGH, PA
06/02/2011 - 01/11/2012
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.