Individual Firm
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Brandi J Carr
BRANDI J RATFIFF, BRANDI J RATLIFF
CRD#: 5829699
IA
B
MORGAN STANLEYCRD#: 149777 4450 OLD CANTON ROAD
Jackson, MS 39211
Jackson, MS 39211
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Alabama 11/26/2021
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Mississippi 10/18/2021
B
Arkansas 11/26/2021
B
Nevada 8/29/2023
B
California 11/26/2021
B
New York 11/26/2021
B
Colorado 11/26/2021
B
North Carolina 11/30/2021
B
Connecticut 11/26/2021
B
Ohio 6/29/2022
B
Delaware 11/26/2021
B
Oklahoma 11/26/2021
B
District of Columbia 11/26/2021
B
South Carolina 11/26/2021
B
Florida 11/26/2021
B
South Dakota 11/26/2021
B
Georgia 11/26/2021
B
Tennessee 11/26/2021
B
Kentucky 11/26/2021
B
Texas 11/26/2021
B
Louisiana 11/26/2021
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Texas 12/7/2021
B
Michigan 11/26/2021
B
Virginia 11/26/2021
B
Mississippi 9/3/2021
B
Washington 11/26/2021
SRO Registrations
B
B
B
B
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Registered with this firm since 10/18/2021
B
Registered with this firm since 9/3/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/23/2018 - 09/03/2021 | JACKSON, MS | |
B | 09/12/2011 - 09/08/2017 | JACKSON, MS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.