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Stephen Robert Livingston
CRD#: 5825848
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1150 PITTSFORD VICTOR RD
PITTSFORD, NY 14534
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1150 PITTSFORD VICTOR RD
PITTSFORD, NY 14534
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2017 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2014 (<1 year)
License(s)

State Registrations

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New Jersey 12/3/2019

B
New York 12/3/2019

IA
New Jersey 12/4/2019

IA
New York 3/31/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1150 PITTSFORD VICTOR RD, PITTSFORD, NY 14534
Registered with this firm since 12/4/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1150 PITTSFORD VICTOR RD, PITTSFORD, NY 14534
Registered with this firm since 6/14/2019

Previous Registration(s)
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B
04/23/2015 - 07/26/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
05/05/2014 - 11/19/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.