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WILLIAM P CSEPLO
BILL CSEPLO, WILLIAM PAUL CSEPLO
CRD#: 58239
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 5007 Horizons Drive
Suite 200
Columbus, OH 43220-5288
Registration History
197519801985199019952000200520102015202020252 FIRMS2004 - Present (20 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1992 - 2004 (11 years)BADVEST, INC. (CRD# 10)1984 - 1992 (8 years)BVERCOE & COMPANY, INC. (CRD# 855)1977 - 1984 (7 years)BCOMSTOCK INVESTMENTS, INC. (CRD# 1393)1973 - 1977 (4 years)BJ. E. HINTON & CO., INC. (CRD# 4390)1972 - 1973 (<1 year)IAMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 2004 (4 years)
Disclosure(s)
View By:
1/25/2007
Customer Dispute
Denied
12/5/2005
Customer Dispute
Denied
8/20/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/17/2018

B
New Jersey 1/29/2018

B
California 7/23/2004

B
New Mexico 5/18/2022

B
Colorado 9/10/2010

B
New York 7/23/2004

B
Connecticut 3/20/2024

B
North Carolina 12/6/2005

B
Florida 7/23/2004

B
Ohio 7/23/2004

IA
Florida 7/2/2008

IA
Ohio 7/29/2004

B
Georgia 7/23/2004

B
Oregon 1/26/2021

B
Illinois 11/5/2018

B
Pennsylvania 1/5/2007

B
Indiana 2/9/2012

B
South Carolina 1/13/2015

B
Iowa 2/8/2023

B
Tennessee 5/19/2022

B
Kentucky 1/4/2007

B
Texas 8/25/2008

B
Maine 9/26/2007

IA
Texas 1/13/2025

B
Maryland 7/23/2004

B
Virginia 10/29/2007

B
Massachusetts 8/3/2004

B
Washington 2/8/2012

B
Michigan 7/23/2004

B
West Virginia 1/4/2007

B
Minnesota 1/9/2007

B
Wisconsin 1/27/2017

B
Nevada 5/26/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
5007 Horizons Drive Suite 200, Columbus, OH 43220-5288
Naples, FL
Registered with this firm since 7/29/2004

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
5007 Horizons Drive Suite 200, Columbus, OH 43220-5288
Naples, FL
Registered with this firm since 7/23/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/22/1999 - 08/04/2004 MCDONALD INVESTMENTS INC. (CRD#:566) DUBLIN, OH
B
10/02/1992 - 08/04/2004 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
06/18/1984 - 10/19/1992 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
03/30/1977 - 06/18/1984 VERCOE & COMPANY, INC. (CRD#:855)
B
03/07/1973 - 04/25/1977 COMSTOCK INVESTMENTS, INC. (CRD#:1393)
B
05/22/1972 - 04/13/1973 J. E. HINTON & CO., INC. (CRD#:4390)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.