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RANJEEV KUMAR HIRA
CRD#: 5823718
IA
B
MORGAN STANLEYCRD#: 149777 2882 Sand Hill Road
Suite 200
Menlo Park, CA 94025
Suite 200
Menlo Park, CA 94025
View By:
10/1/2002
Criminal
Final Disposition
State Registrations
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Arizona 1/12/2023
B
Nebraska 1/29/2025
B
California 1/12/2023
B
Nevada 1/12/2023
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California 1/12/2023
B
New Hampshire 2/3/2025
B
Colorado 1/12/2023
B
New Jersey 1/12/2023
B
Connecticut 1/29/2025
B
New Mexico 1/29/2025
B
Delaware 1/12/2023
B
New York 1/12/2023
B
District of Columbia 1/12/2023
B
North Carolina 2/1/2024
B
Florida 1/12/2023
B
Ohio 1/31/2025
B
Georgia 1/12/2023
B
Oklahoma 1/29/2025
B
Hawaii 1/29/2025
B
Oregon 1/12/2023
B
Idaho 1/12/2023
B
Pennsylvania 1/12/2023
B
Illinois 1/24/2023
B
Rhode Island 1/29/2025
B
Iowa 1/31/2025
B
South Carolina 1/12/2023
B
Kansas 1/29/2025
B
Tennessee 1/29/2025
B
Louisiana 1/29/2025
B
Texas 1/12/2023
B
Maine 1/29/2025
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Texas 1/12/2023
B
Maryland 1/12/2023
B
Utah 1/12/2023
B
Massachusetts 1/12/2023
B
Vermont 1/30/2023
B
Michigan 1/12/2023
B
Virginia 1/12/2023
B
Minnesota 1/12/2023
B
Washington 1/12/2023
B
Missouri 3/7/2023
B
Wisconsin 1/12/2023
B
Montana 1/31/2025
SRO Registrations
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IA
Registered with this firm since 1/12/2023
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Registered with this firm since 1/12/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/22/2014 - 01/23/2023 | WALNUT CREEK, CA | |
B | 07/22/2014 - 01/23/2023 | WALNUT CREEK, CA | |
IA | 02/28/2013 - 06/27/2013 | PLEASANT HILL, CA | |
B | 09/10/2010 - 06/27/2013 | PLEASANT HILL, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.