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ADAM G SITZ
ADAM SITZ
CRD#: 5823545
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Alabama 1/2/2018

B
North Carolina 3/30/2021

B
California 1/19/2024

B
Ohio 4/15/2022

B
Colorado 2/14/2023

B
Pennsylvania 4/14/2022

B
Florida 5/3/2013

B
Rhode Island 10/31/2024

B
Georgia 10/11/2010

B
South Carolina 10/1/2013

IA
Georgia 10/12/2010

B
Tennessee 4/2/2012

B
Illinois 3/20/2024

IA
Texas 1/22/2020

B
Maryland 4/11/2019

B
Texas 4/23/2021

B
Michigan 11/16/2020

B
Utah 3/29/2022

B
Minnesota 4/14/2022

B
Virginia 3/12/2019

B
Missouri 4/14/2022

B
Washington 8/23/2023

B
New York 2/3/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 10/12/2010

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 8/16/2010

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.