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Clients suggest that their account was mismanaged.
Damage Amount Requested
$131,626.00
Broker Comment
The losses sustained by client were grossly exaggerated and were the result of regular market volatility. Rather than remain invested pursuant to a long-term plan, the clients opted to constantly change investment objectives in reaction to short-term market events, ultimately getting out of the market and locking in their losses before the market rebounded.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.