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IAN K FOO
IAN KOK KAAN FOO
CRD#: 5822647
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5615 CHESBRO AVENUE
SAN JOSE, CA 95123
CETERA INVESTMENT SERVICES LLCCRD#: 15340 5615 CHESBRO AVENUE
SAN JOSE, CA 95123
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2014 (3 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 3/22/2019

B
Iowa 3/22/2019

B
California 3/22/2019

B
Nevada 8/24/2022

IA
California 3/22/2019

B
Texas 3/22/2019

B
Hawaii 3/22/2019

IA
Texas 3/22/2019

B
Idaho 3/22/2019

B
Virginia 3/22/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5615 CHESBRO AVENUE, SAN JOSE, CA 95123
Registered with this firm since 3/22/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
5615 CHESBRO AVENUE, SAN JOSE, CA 95123
Registered with this firm since 3/22/2019

Previous Registration(s)
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IA
05/26/2017 - 08/22/2019 CETERA ADVISORS LLC (CRD#:10299) SAN JOSE, CA
B
05/26/2017 - 08/22/2019 CETERA ADVISORS LLC (CRD#:10299) SAN JOSE, CA
IA
10/06/2016 - 03/10/2017 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
01/08/2016 - 03/10/2017 SCOTTRADE, INC. (CRD#:8206) SUNNYVALE, CA
IA
05/31/2011 - 12/31/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ALTOS, CA
B
05/27/2011 - 12/31/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ALTOS, CA
IA
09/27/2010 - 05/20/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAN JOSE, CA
B
09/06/2010 - 05/20/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN JOSE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.