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Detailed Report
ERNEST MICHAEL HARTLIEB
ERNIE MICHAEL HARTLIEB
CRD#: 5821885
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 12751 NEW BRITTANY BLVD
FORT MYERS, FL 33907
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 12751 NEW BRITTANY BLVD
FL 1
FORT MYERS, FL 33907
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2022 (11 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Florida 7/12/2022
IA
Florida 8/1/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
12751 NEW BRITTANY BLVD, FORT MYERS, FL 33907
Registered with this firm since 8/1/2022
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
12751 NEW BRITTANY BLVD FL 1, FORT MYERS, FL 33907
ESTERO, FL
Registered with this firm since 7/12/2022
Previous Registration(s)
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IA
 11/04/2010 - 07/06/2022 FIFTH THIRD SECURITIES, INC. (CRD#:628) ESTERO, FL
B
 09/21/2010 - 07/06/2022 FIFTH THIRD SECURITIES, INC. (CRD#:628) ESTERO, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.