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Detailed Report
JORDAN KENT BROOKS
JORDAN K BROOKS
CRD#: 5821739
IA
Investment Adviser
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Previous Broker
ADVISORY SERVICES NETWORKCRD#: 146051 800 Shades Creek Parkway
Suite 310
Birmingham, AL 35209
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2013 (2 years)2 FIRMS2013 - 2017 (4 years)IAADVISORY SERVICES NETWORK (CRD# 146051)2018 - Present (6 years)
License(s)

State Registrations

IA
Alabama 7/23/2018
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Florida 6/7/2024
Current Registration(s)
IA
ADVISORY SERVICES NETWORK (CRD#:146051)
800 Shades Creek Parkway Suite 310, Birmingham, AL 35209
Palm Beach Shores, FL
Registered with this firm since 7/23/2018
Previous Registration(s)
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 02/01/2013 - 06/12/2017 MORGAN STANLEY (CRD#:149777) BIRMINGHAM, AL
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 02/01/2013 - 06/12/2017 MORGAN STANLEY (CRD#:149777) BIRMINGHAM, AL
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 10/01/2010 - 02/04/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
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 08/31/2010 - 02/04/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.