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Detailed Report
ADAM CHAMBERS
ADAM PHILIP CHAMBERS
CRD#: 5820549
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 801 Joe Mann Blvd
Suite P
Midland, MI 48642
Registration History
2010201220142016201820202022202420262 FIRMS2013 - 2023 (10 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2013 (<1 year)BW R RICE FINANCIAL SERVICES, INC. (CRD# 36700)2011 - 2012 (<1 year)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2010 - 2011 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Arizona 11/3/2023
B
Michigan 11/3/2023
B
California 11/3/2023
IA
Michigan 11/3/2023
B
Florida 11/3/2023
B
Missouri 11/3/2023
B
Georgia 4/10/2024
B
North Carolina 11/3/2023
B
Indiana 11/3/2023
B
Ohio 11/3/2023
B
Massachusetts 11/3/2023
B
South Carolina 11/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
801 Joe Mann Blvd Suite P, Midland, MI 48642
122 Uptown Dr, Bay City, MI 48708
Registered with this firm since 11/3/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
801 Joe Mann Blvd Suite P, Midland, MI 48642
122 Uptown Dr, Bay City, MI 48708
Registered with this firm since 11/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/03/2013 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) Midland, MI
B
 05/22/2013 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) Midland, MI
IA
 01/04/2013 - 05/13/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAGINAW, MI
B
 11/23/2012 - 05/13/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAGINAW, MI
B
 09/30/2011 - 07/30/2012 W R RICE FINANCIAL SERVICES, INC. (CRD#:36700)
FINRA expelled the firm on 12/10/2012
SAGINAW, MI
B
 11/09/2010 - 03/18/2011 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) MIDLAND, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.