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JOSEPH EDWARD TRABA
JOSEPH E TRABA
CRD#: 5820070
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 396 ALHAMBRA CIR 8TH FL
CORAL GABLES, FL 33134
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 10/29/2024

B
Nevada 7/11/2016

B
Arizona 7/11/2016

B
New Hampshire 10/29/2024

B
California 7/11/2016

B
New Jersey 7/11/2016

B
Colorado 7/11/2016

B
New Mexico 7/11/2016

B
Connecticut 7/11/2016

B
New York 7/11/2016

B
Delaware 10/29/2024

B
North Carolina 7/13/2016

B
Florida 6/11/2015

B
Ohio 7/11/2016

IA
Florida 11/13/2015

B
Oklahoma 4/21/2020

B
Georgia 11/11/2015

B
Pennsylvania 11/21/2017

B
Hawaii 7/11/2016

B
South Carolina 7/11/2016

B
Illinois 7/11/2016

B
Tennessee 7/11/2016

B
Iowa 7/11/2016

B
Texas 7/11/2016

B
Kansas 7/11/2016

IA
Texas 7/11/2016

B
Kentucky 7/11/2016

B
Utah 7/11/2016

B
Louisiana 7/11/2016

B
Vermont 10/2/2024

B
Maine 10/19/2016

B
Virgin Islands 10/4/2024

B
Maryland 7/11/2016

B
Virginia 7/11/2016

B
Massachusetts 7/11/2016

B
Washington 11/15/2018

B
Missouri 7/11/2016

B
West Virginia 7/11/2016

B
Montana 12/3/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
396 ALHAMBRA CIR 8TH FL, CORAL GABLES, FL 33134
Registered with this firm since 11/13/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
396 ALHAMBRA CIR 8TH FL, CORAL GABLES, FL 33134
Registered with this firm since 6/11/2015

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.