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Detailed Report
ALBERTO PERALTA RAMOS
CRD#: 5819821
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 220 Alhambra Circle
10Th Floor
Coral Gables, FL 33134
Registration History
2010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2016 (5 years)
License(s)

State Registrations

B
Arizona 10/31/2016
B
Nevada 9/15/2021
B
California 10/31/2016
B
New Jersey 10/31/2016
B
Colorado 10/31/2016
B
New York 10/31/2016
B
Connecticut 10/31/2016
B
North Carolina 11/1/2016
B
Delaware 5/10/2017
B
Ohio 11/1/2016
B
District of Columbia 10/31/2016
B
Oregon 10/31/2016
B
Florida 5/12/2016
B
Pennsylvania 10/31/2016
IA
Florida 8/16/2016
B
Puerto Rico 10/31/2016
B
Georgia 5/12/2016
B
South Dakota 1/28/2021
B
Illinois 10/31/2016
B
Texas 10/31/2016
B
Maine 5/26/2023
IA
Texas 4/23/2020
B
Maryland 10/31/2016
B
Virgin Islands 9/9/2020
B
Massachusetts 10/31/2016
B
Virginia 10/31/2016
B
Michigan 10/31/2016
B
Wyoming 5/9/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134
Registered with this firm since 8/16/2016
B
MORGAN STANLEY (CRD#:149777)
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134
Registered with this firm since 5/12/2016
Previous Registration(s)
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B
 12/07/2010 - 03/18/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.