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Detailed Report
MARK RALPH STEINMAN
CRD#: 5819200
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 300 PARKLAND PLAZA
ANN ARBOR, MI 48103
PARKLAND SECURITIES, LLCCRD#: 115368 300 PARKLAND PLAZA
ANN ARBOR, MI 48103
Registration History
201020122014201620182020202220242026IASPC (CRD# 110692)2012 - Present (12 years)BPARKLAND SECURITIES, LLC (CRD# 115368)2011 - Present (13 years)BSIGMA FINANCIAL CORPORATION (CRD# 14303)2010 - Present (14 years)
License(s)

State Registrations

B
Michigan 11/2/2012
IA
Michigan 11/8/2012

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPC (CRD#:110692)
300 PARKLAND PLAZA, ANN ARBOR, MI 48103
Registered with this firm since 11/8/2012
B
PARKLAND SECURITIES, LLC (CRD#:115368)
300 PARKLAND PLAZA, ANN ARBOR, MI 48103
Registered with this firm since 10/14/2011
B
SIGMA FINANCIAL CORPORATION (CRD#:14303)
300 PARKLAND PLAZA, ANN ARBOR, MI 48103
Registered with this firm since 11/17/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.