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JACOB W DALE
JACOB WALKER DALE, Jacob Dale
CRD#: 5818620
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 3550 Lenox Road
Suite 1950
Atlanta, GA 30326
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2019 (9 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 8/29/2019

B
New Mexico 1/12/2022

B
Arizona 8/29/2019

B
New York 8/29/2019

B
California 8/29/2019

B
North Carolina 8/29/2019

B
Colorado 8/25/2020

B
Ohio 8/29/2019

B
Delaware 12/11/2019

B
Oklahoma 5/29/2024

B
Florida 8/29/2019

B
Oregon 8/23/2023

B
Georgia 8/29/2019

B
South Carolina 3/16/2021

IA
Georgia 9/3/2019

B
Tennessee 8/29/2019

B
Illinois 8/29/2019

B
Texas 8/29/2019

B
Kentucky 8/29/2019

IA
Texas 8/29/2019

B
Louisiana 8/29/2019

B
Virginia 8/29/2019

B
Massachusetts 8/29/2019

B
Washington 1/24/2022

B
Michigan 5/4/2021

B
West Virginia 8/29/2019

B
Mississippi 8/29/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Atlanta, GA
Registered with this firm since 8/29/2019

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Atlanta, GA
Registered with this firm since 8/29/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/16/2010 - 08/30/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
08/25/2010 - 08/30/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.