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KATELYN M EDGE
KATELYN M SULLIVAN, KATELYN MARIE SULLIVAN
CRD#: 5818487
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
111 HUNTINGTON AVENUE, 29TH FLOOR
BOSTON, MA 02199
111 HUNTINGTON AVENUE, 29TH FLOOR
BOSTON, MA 02199
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
111 Huntington Avenue, 29th Floor
Boston, MA 02199
111 Huntington Avenue, 29th Floor
Boston, MA 02199
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Disclosures
14
Years of Experience
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State Registrations
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Arizona 7/20/2017
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Nebraska 7/20/2017
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California 7/20/2017
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New Hampshire 7/20/2017
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Connecticut 7/20/2017
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New Jersey 7/20/2017
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Connecticut 10/10/2017
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New York 7/20/2017
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District of Columbia 7/20/2017
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New York 4/3/2025
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Florida 7/20/2017
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North Carolina 7/20/2017
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Georgia 7/20/2017
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Ohio 7/20/2017
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Idaho 7/20/2017
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Pennsylvania 7/20/2017
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Illinois 7/20/2017
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Rhode Island 7/20/2017
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Indiana 7/20/2017
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South Carolina 7/20/2017
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Iowa 7/20/2017
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South Dakota 7/20/2017
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Kentucky 7/20/2017
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Texas 7/20/2017
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Maine 7/20/2017
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Vermont 7/20/2017
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Maryland 7/20/2017
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Virginia 7/20/2017
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Massachusetts 7/20/2017
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Washington 7/20/2017
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Michigan 7/20/2017
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Wisconsin 7/20/2017
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Missouri 7/20/2017
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Wyoming 7/20/2017
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Montana 7/20/2017
SRO Registrations
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Registered with this firm since 11/10/2017
IA
Registered with this firm since 10/10/2017
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Registered with this firm since 7/20/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/24/2015 - 07/07/2017 | BOSTON, MA | |
B | 10/22/2012 - 03/27/2015 | STAMFORD, CT | |
B | 07/02/2012 - 09/28/2012 | GREENWICH, CT | |
B | 01/03/2011 - 07/02/2012 | GREENWICH, CT | |
B | 01/01/2011 - 01/03/2011 | GREENWICH, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.