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GARRETT ROY MORRIS
CRD#: 5818378
IA
B
MERIT FINANCIAL ADVISORSCRD#: 142457 601 Delaware
PO Box 266
Perry, OK 73077
PO Box 266
Perry, OK 73077
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 601 Delaware Street
Perry, OK 73077
Perry, OK 73077
0
Disclosures
3
Years of Experience
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State Registrations
IA
Oklahoma 12/12/2022
B
Oklahoma 8/16/2024
SRO Registrations
B
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IA
Registered with this firm since 12/12/2022
B
Registered with this firm since 8/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/18/2022 - 08/16/2024 | PERRY, OK | |
B | 01/05/2012 - 10/19/2012 | PERRY, OK | |
B | 09/16/2010 - 05/23/2011 | PERRY, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.