Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ZACHARY LOREN ZIGMOND
CRD#: 5817974
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 9777 WILSHIRE BLVD
STE 700
BEVERLY HILLS, CA 90212
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 9777 WILSHIRE BLVD
FL 7
BEVERLY HILLS, CA 90212
Registration History
201220142016201820202022202420262 FIRMS2018 - 2019 (1 year)2 FIRMS2022 - Present (2 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2019 - 2022 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2012 - 2014 (2 years)
License(s)

State Registrations

B
California 8/3/2022
IA
California 8/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
9777 WILSHIRE BLVD FL 7, BEVERLY HILLS, CA 90212
LOS ANGELES, CA
Registered with this firm since 8/3/2022
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
9777 WILSHIRE BLVD STE 700, BEVERLY HILLS, CA 90212
Registered with this firm since 8/3/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/16/2019 - 06/02/2022 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) LOS ANGELES, CA
IA
 02/20/2018 - 08/29/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEVERLY HILLS, CA
B
 02/14/2018 - 08/29/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEVERLY HILLS, CA
B
 02/20/2012 - 04/11/2014 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) WOODLAND HLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.