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JIAN CHENG LI
JASON LI, JIAN CHENG LI
CRD#: 5814529
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 42-08 MAIN STREET
FLUSHING, NY 11355
CETERA INVESTMENT SERVICES LLCCRD#: 15340 42-08 MAIN STREET
FLUSHING, NY 11355
Registration History
201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - Present (11 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2010 - Present (14 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2010 - 2014 (3 years)
Disclosure(s)
View By:
4/9/2021
Customer Dispute
Settled
License(s)

State Registrations

B
California 2/14/2012

B
New York 8/10/2010

B
Connecticut 9/29/2010

IA
New York 3/31/2021

B
Florida 1/25/2016

B
Texas 4/6/2021

B
Maryland 9/28/2015

IA
Texas 1/24/2023

B
Massachusetts 2/11/2022

B
Virginia 1/23/2020

B
New Jersey 1/4/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
42-08 MAIN STREET, FLUSHING, NY 11355
Registered with this firm since 1/21/2014

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
42-08 MAIN STREET, FLUSHING, NY 11355
Registered with this firm since 7/7/2010

Previous Registration(s)
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IA
08/10/2010 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.