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THOMAS JAY SAUL
THOMAS J SAUL
CRD#: 5814503
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 2398 SOUTH DIXIE HIGHWAY
MIAMI, FL 33133
Registration History
20122014201620182020202220242026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2019 - Present (5 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2011 - Present (13 years)BSECURITIES AMERICA, INC. (CRD# 10205)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Florida 5/25/2011

B
Massachusetts 1/3/2020

IA
Florida 12/6/2019

IA
Massachusetts 10/25/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2398 SOUTH DIXIE HIGHWAY, MIAMI, FL 33133
Arlington, MA
Registered with this firm since 12/6/2019

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2398 SOUTH DIXIE HIGHWAY, MIAMI, FL 33133
Arlington, MA
Registered with this firm since 5/25/2011

Previous Registration(s)
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B
05/10/2011 - 05/24/2011 SECURITIES AMERICA, INC. (CRD#:10205) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.