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Detailed Report
JOHN BENJAMIN FERRIS
CRD#: 5814074
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 127 CHURCH STREET
SUITE 230
MARIETTA, GA 30060
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2010 - 2012 (2 years)IAHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 11/3/2023
B
Indiana 11/3/2023
IA
Alabama 11/3/2023
B
New Jersey 11/3/2023
B
California 1/17/2025
B
Oregon 3/31/2025
B
Colorado 11/3/2023
B
South Carolina 11/3/2023
IA
Colorado 11/3/2023
IA
South Carolina 11/3/2023
B
Florida 11/3/2023
B
Tennessee 11/3/2023
IA
Florida 11/3/2023
B
Texas 11/3/2023
B
Georgia 11/3/2023
IA
Texas 5/15/2024
IA
Georgia 11/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
127 CHURCH STREET SUITE 230, MARIETTA, GA 30060
Registered with this firm since 11/3/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
127 CHURCH STREET SUITE 230, MARIETTA, GA 30060
Registered with this firm since 11/3/2023
Previous Registration(s)
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IA
 09/16/2016 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) MARIETTA, GA
B
 09/15/2016 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) MARIETTA, GA
B
 11/15/2012 - 09/28/2016 LPL FINANCIAL LLC (CRD#:6413) MARIETTA, GA
IA
 11/15/2012 - 09/16/2016 STRATOS WEALTH PARTNERS, LTD (CRD#:153184) MARIETTA, GA
IA
 05/05/2011 - 11/29/2012 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) ATLANTA, GA
B
 07/15/2010 - 11/29/2012 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.