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Detailed Report
Alyx M Cox
ALYX MICHELE COX, ALYX MICHELE KAIZERMAN, Alyx Michele Kaizerman
CRD#: 5813585
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 182 WEST CENTRAL STREET
SUITE 200
NATICK, MA 01760
Registration History
2010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BOSAIC WEALTH, INC. (CRD# 23131)2018 - Present (6 years)BKOVITZ SECURITIES, LLC (CRD# 129878)2017 - 2018 (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2016 - 2017 (1 year)BAMERICAN CENTURY INVESTMENT SE... (CRD# 17437)2012 - 2015 (2 years)BNGAM DISTRIBUTION, L.P. (CRD# 34754)2011 - 2012 (1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2010 - 2011 (<1 year)
License(s)

State Registrations

B
California 6/25/2024
B
New Hampshire 6/25/2024
B
Colorado 2/10/2025
B
New York 8/22/2023
B
Connecticut 8/6/2024
B
North Carolina 8/8/2024
B
Florida 9/2/2021
B
Ohio 5/14/2020
IA
Florida 9/9/2024
B
Pennsylvania 5/20/2024
B
Illinois 6/25/2024
B
Rhode Island 6/25/2024
B
Kansas 6/25/2024
B
South Carolina 6/25/2024
B
Maine 6/25/2024
B
Texas 6/25/2024
B
Massachusetts 7/16/2018
IA
Texas 9/6/2024
IA
Massachusetts 8/6/2019
B
Virginia 6/25/2024
B
Michigan 6/25/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
182 WEST CENTRAL STREET SUITE 200, NATICK, MA 01760
Registered with this firm since 8/6/2019
IA
KAIZERMAN & ASSOCIATES, LLC (CRD#:128579)
182 WEST CENTRAL STREET SUITE 200, NATICK, MA 01760
Registered with this firm since 8/6/2019
B
OSAIC WEALTH, INC. (CRD#:23131)
182 WEST CENTRAL STREET SUITE 200, NATICK, MA 01760
Registered with this firm since 7/16/2018
Previous Registration(s)
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B
 06/01/2017 - 06/29/2018 KOVITZ SECURITIES, LLC (CRD#:129878) CHICAGO, IL
B
 01/05/2016 - 05/11/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) CHICAGO, IL
B
 06/20/2012 - 05/19/2015 AMERICAN CENTURY INVESTMENT SERVICES INC. (CRD#:17437) KANSAS CITY, MO
B
 05/11/2011 - 05/01/2012 NGAM DISTRIBUTION, L.P. (CRD#:34754) BOSTON, MA
B
 08/17/2010 - 04/26/2011 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.