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Detailed Report
ROBERT THOMAS FORD IV
CRD#: 5813457
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 100 S ASHLEY DR STE 600
OFFICE #609
TAMPA, FL 33602-5300
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2017 (6 years)IALPL FINANCIAL LLC (CRD# 6413)2019 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2018 - Present (6 years)
Disclosure(s)
View By:
4/19/1996
Criminal
Final Disposition
License(s)

State Registrations

B
California 7/26/2023
B
New York 9/4/2019
B
Florida 1/8/2019
B
North Carolina 2/6/2020
IA
Florida 1/8/2019
B
South Carolina 4/8/2020
B
Georgia 10/30/2020
B
Texas 6/11/2021
B
Kentucky 3/25/2025
IA
Texas 10/27/2021
B
Maine 1/11/2019
B
Virginia 12/18/2018
B
Michigan 1/11/2019
B
Wisconsin 5/16/2024
B
Minnesota 9/4/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
100 S ASHLEY DR STE 600 OFFICE #609, TAMPA, FL 33602-5300
PENSACOLA, FL
Registered with this firm since 1/8/2019
B
LPL FINANCIAL LLC (CRD#:6413)
100 S ASHLEY DR STE 600 OFFICE #609, TAMPA, FL 33602-5300
PENSACOLA, FL
Registered with this firm since 12/17/2018
Previous Registration(s)
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IA
 10/28/2010 - 08/03/2017 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) Tampa, FL
B
 10/18/2010 - 08/03/2017 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.