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Zachary J Capaldo
ZACHARY JOSEPH CAPALDO MR, ZACHARY JOSEPH CAPALDO
CRD#: 5813113
IA
B
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Collegeville, PA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Collegeville, PA
0
Disclosures
10
Years of Experience
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State Registrations
B
New Jersey 1/14/2021
B
Pennsylvania 1/4/2021
B
New York 10/7/2021
IA
Pennsylvania 1/8/2021
SRO Registrations
B
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IA
B
Registered with this firm since 1/4/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/21/2019 - 01/04/2021 | SPRINGFIELD, MA | |
IA | 11/15/2016 - 11/12/2019 | Warrington, PA | |
B | 11/07/2016 - 11/11/2019 | Warrington, PA | |
B | 01/14/2015 - 10/25/2016 | BALA CYNWYD, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.