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CHRISTOPHER MILES CARTER
CHRISTOPHER M CARTER
CRD#: 5812695
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 1390 Market St.
San Francisco, CA 94102
Registration History
2010201220142016201820202022202420262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2018 (5 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)
Disclosure(s)
View By:
5/18/2018
Employment Separation After Allegations
License(s)

State Registrations

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California 9/19/2024

B
Florida 9/19/2024

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California 9/19/2024

B
New York 12/10/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
1390 Market St., San Francisco, CA 94102
1390 MARKET ST., SAN FRANCISCO, CA 94102
Registered with this firm since 9/19/2024

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LPL FINANCIAL LLC (CRD#:6413)
1390 Market St., San Francisco, CA 94102
1390 MARKET ST., SAN FRANCISCO, CA 94102
Registered with this firm since 9/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
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09/07/2022 - 09/18/2024 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN FRANCISCO, CA
B
02/23/2022 - 09/18/2024 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN FRANCISCO, CA
B
10/01/2012 - 06/08/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) DALY CITY, CA
B
08/23/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALY CITY, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.