Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRIAN PATRICK MORRIS
BRIAN MORRIS
CRD#: 5810883
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 90 WOODBRIDGE CENTER DRIVE
7TH FLOOR
WOODBRIDGE, NJ 07095
7TH FLOOR
WOODBRIDGE, NJ 07095
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Alabama 8/16/2023
B
New York 1/12/2016
B
Arizona 12/17/2020
IA
New York 5/18/2021
B
California 2/22/2016
B
Oklahoma 10/18/2023
IA
California 4/22/2021
B
Pennsylvania 4/15/2021
B
Colorado 3/22/2024
IA
Pennsylvania 4/20/2021
IA
Colorado 3/22/2024
B
South Carolina 11/14/2024
B
Florida 1/12/2018
IA
South Carolina 11/15/2024
IA
Florida 1/17/2018
B
Texas 7/21/2021
B
New Jersey 1/12/2016
IA
Texas 7/22/2021
IA
New Jersey 1/21/2016
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/21/2016
B
Registered with this firm since 1/12/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/30/2015 - 01/13/2016 | NEW YORK, NY | |
IA | 07/31/2012 - 09/24/2014 | LOS ANGELES, CA | |
B | 07/31/2012 - 09/24/2014 | LOS ANGELES, CA | |
IA | 06/03/2011 - 06/12/2012 | NEW YORK, NY | |
B | 06/03/2011 - 06/12/2012 | NEW YORK, NY | |
IA | 05/30/2011 - 06/07/2011 | WOODBRIDGE, NJ | |
B | 03/14/2011 - 06/07/2011 | WOODBRIDGE, NJ |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.