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LANNIE WILLIAM CROPPER III
LANNIE W CROPPER III, LANNIE WILLIAM CROPPER, WILL CROPPER
CRD#: 5810880
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 3901 WESTERRE PKWY
STE 300
RICHMOND, VA 23233
STE 300
RICHMOND, VA 23233
0
Disclosures
12
Years of Experience
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State Registrations
B
Arizona 7/11/2024
B
North Carolina 5/2/2024
B
Florida 2/13/2025
B
Texas 8/8/2017
B
Georgia 1/27/2023
B
Virginia 10/13/2014
B
Massachusetts 6/28/2017
IA
Virginia 10/13/2014
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/13/2014
B
Registered with this firm since 10/13/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/14/2013 - 09/16/2014 | RICHMOND, VA | |
B | 11/14/2013 - 09/16/2014 | RICHMOND, VA | |
IA | 09/18/2012 - 10/18/2013 | RICHMOND, VA | |
B | 04/25/2012 - 10/18/2013 | RICHMOND, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.