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Detailed Report
MATTHEW M VANDRE
CRD#: 5810836
IA
Investment Adviser
FRANCIS LLCCRD#: 130687 19435 W. CAPITOL DRIVE
BROOKFIELD, WI 53045
Registration History
201020122014201620182020202220242026IAFRANCIS LLC (CRD# 130687)2015 - Present (10 years)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2010 - 2011 (<1 year)
License(s)

State Registrations

IA
Wisconsin 2/18/2015
Current Registration(s)
IA
FRANCIS LLC (CRD#:130687)
19435 W. CAPITOL DRIVE, BROOKFIELD, WI 53045
Registered with this firm since 2/18/2015
Previous Registration(s)
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IA
 10/15/2010 - 03/15/2011 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) MILWAUKEE, WI
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.