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Peter W Goldsich
PETE GOLDSICH, Peter William Goldsich
CRD#: 5810584
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Kansas City, KS
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2021 - 2024 (3 years)5 FIRMS2023 - 2024 (<1 year)4 FIRMS2024 - Present (<1 year)BSORRENTO PACIFIC FINANCIAL, LLC (CRD# 127787)2022 - 2024 (2 years)BWADDELL & REED (CRD# 866)2014 - 2021 (7 years)IAWADDELL & REED (CRD# 866)2015 - 2021 (5 years)
License(s)

State Registrations

B
Kansas 4/15/2024

IA
Kansas 4/15/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Kansas City, KS
Kansas City, KS
Registered with this firm since 4/15/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Kansas City, KS
Kansas City, KS
Registered with this firm since 4/15/2024

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
Kansas City, KS
Kansas City, KS
Registered with this firm since 4/15/2024

IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
Kansas City, KS
Registered with this firm since 4/15/2024

Previous Registration(s)
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IA
03/23/2021 - 04/01/2024 CUSO FINANCIAL SERVICES (CRD#:42132) Kansas City, KS
B
12/13/2023 - 04/01/2024 GROVE POINT INVESTMENTS, LLC (CRD#:1763) ROCKVILLE, MD
B
06/02/2023 - 04/01/2024 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
B
06/02/2023 - 04/01/2024 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
06/02/2023 - 04/01/2024 SCF SECURITIES, INC. (CRD#:47275) SAN DIEGO, CA
B
06/02/2023 - 04/01/2024 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) PASADENA, CA
B
03/03/2022 - 04/01/2024 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) SAN DIEGO, CA
B
03/23/2021 - 04/01/2024 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Kansas City, KS
IA
08/27/2015 - 03/24/2021 WADDELL & REED (CRD#:866) OVERLAND PARK, KS
B
03/27/2014 - 03/24/2021 WADDELL & REED (CRD#:866) OVERLAND PARK, KS
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.