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FRANK CARLO FERRITTO
FRANK FERRITTO
CRD#: 5809992
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 200 PUBLIC SQUARE STE 1650
CLEVELAND, OH 44114
Registration History
201220142016201820202022202420262 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2021 (8 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Arizona 1/14/2021

B
Ohio 1/14/2021

B
California 1/14/2021

IA
Ohio 1/14/2021

B
Florida 1/14/2021

B
Pennsylvania 1/14/2021

IA
Florida 12/7/2023

B
South Carolina 1/14/2021

B
Illinois 1/14/2021

B
Tennessee 1/14/2021

B
Massachusetts 1/10/2022

B
Texas 1/14/2021

B
Minnesota 6/26/2024

IA
Texas 1/14/2021

B
Missouri 1/10/2022

B
Virginia 1/14/2021

B
New Jersey 4/3/2024

B
Washington 1/14/2021

B
New York 1/14/2021

B
Wisconsin 1/14/2021

B
North Carolina 1/10/2022

B
Wyoming 8/2/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
200 PUBLIC SQUARE STE 1650, CLEVELAND, OH 44114
Registered with this firm since 1/14/2021

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
200 PUBLIC SQUARE STE 1650, CLEVELAND, OH 44114
Registered with this firm since 1/14/2021

Previous Registration(s)
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IA
12/10/2012 - 01/25/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) CLEVELAND, OH
B
12/10/2012 - 01/25/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) CLEVELAND, OH
IA
07/18/2012 - 10/23/2012 AXA ADVISORS, LLC (CRD#:6627) CLEVELAND, OH
B
05/25/2012 - 10/23/2012 AXA ADVISORS, LLC (CRD#:6627) CLEVELAND, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.