Individual Firm
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JEREMY DAVID BROWER
JEREMY D BROWER, JEREMY BROWER
CRD#: 5808912
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B
J.P. MORGAN SECURITIES LLCCRD#: 79 36 E. MIDLAND AVE.
PARAMUS, NJ 07652
PARAMUS, NJ 07652
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4/3/2003
Criminal
Final Disposition
State Registrations
B
California 1/8/2016
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New Jersey 4/3/2013
B
Connecticut 3/15/2013
B
New York 3/28/2013
B
Delaware 3/29/2022
B
North Carolina 2/25/2015
B
Florida 10/10/2014
B
Ohio 8/15/2018
B
Georgia 7/18/2024
B
Oregon 2/28/2025
B
Illinois 5/20/2013
B
Pennsylvania 11/12/2014
B
Kentucky 8/22/2017
B
Puerto Rico 12/7/2020
B
Maryland 7/12/2019
B
South Carolina 8/3/2020
B
Massachusetts 10/18/2023
B
Tennessee 10/29/2014
B
Nevada 12/14/2020
B
Texas 8/15/2016
B
New Jersey 3/13/2013
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Texas 8/29/2016
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
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Learn about permitted activities of registered principals
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Registered with this firm since 4/3/2013
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Registered with this firm since 3/13/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/03/2011 - 03/06/2013 | MORRISTOWN, NJ | |
B | 11/26/2010 - 10/04/2011 | FAIRFIELD, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.