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CHRISTOPHER R MCCORMICK
CRD#: 5808324
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 BRADENTON, FL
Registration History
201220142016201820202022202420262 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
California 12/8/2015

B
Minnesota 12/8/2015

B
Colorado 12/8/2015

B
Missouri 12/8/2015

B
Connecticut 11/22/2022

B
Montana 6/3/2022

B
Delaware 11/21/2022

B
Nebraska 12/8/2015

B
District of Columbia 6/3/2022

B
Nevada 12/8/2015

B
Florida 12/8/2015

B
New Hampshire 7/19/2022

IA
Florida 7/25/2019

B
New Jersey 12/8/2015

B
Georgia 8/24/2022

B
New York 6/3/2022

B
Illinois 12/8/2015

B
North Carolina 5/4/2023

IA
Illinois 12/8/2015

B
Ohio 12/8/2015

B
Indiana 12/8/2015

B
Pennsylvania 10/30/2024

B
Iowa 12/8/2015

B
South Carolina 2/5/2019

B
Kansas 5/24/2022

B
Tennessee 12/8/2015

B
Maryland 12/8/2015

IA
Texas 12/8/2015

B
Massachusetts 12/8/2015

B
Texas 2/23/2018

B
Michigan 8/24/2023

B
Wisconsin 12/8/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
BRADENTON, FL
Kenilworth, IL
Registered with this firm since 12/8/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
BRADENTON, FL
Kenilworth, IL
Registered with this firm since 12/8/2015

Previous Registration(s)
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IA
09/06/2011 - 12/28/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) CHICAGO, IL
B
08/23/2011 - 12/28/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.