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Detailed Report
MANUEL ROSAS CHAVEZ
MANNY ROSAS CHAVEZ, MANUEL R CHAVEZ, MANUEL IGNACIO ROSAS-CHAVEZ
CRD#: 5807410
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 415 Dunlawton Ave Unit 102
Port Orange, FL 32127
CETERA ADVISORS LLCCRD#: 10299 415 DUNLAWTON AVE
UNIT 102
PORT ORANGE, FL 32127
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - 2021 (8 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2021 - Present (3 years)IACETERA ADVISORS LLC (CRD# 10299)2021 - 2024 (2 years)
License(s)

State Registrations

B
California 6/14/2023
B
New Jersey 12/7/2021
B
Florida 12/3/2021
B
North Carolina 11/30/2021
IA
Florida 3/4/2024
B
Texas 11/18/2021
B
Georgia 11/19/2021
IA
Texas 3/21/2024
B
Massachusetts 9/25/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
415 Dunlawton Ave Unit 102, Port Orange, FL 32127
Registered with this firm since 3/4/2024
B
CETERA ADVISORS LLC (CRD#:10299)
415 DUNLAWTON AVE UNIT 102, PORT ORANGE, FL 32127
Registered with this firm since 11/18/2021
Previous Registration(s)
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IA
 11/18/2021 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) THE WOODLANDS, TX
IA
 10/18/2013 - 11/23/2021 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Port Orange, FL
B
 10/11/2013 - 11/23/2021 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) Port Orange, FL
IA
 01/30/2012 - 10/23/2013 MORGAN STANLEY (CRD#:149777) DELAND, FL
B
 01/13/2012 - 10/23/2013 MORGAN STANLEY (CRD#:149777) DELAND, FL
IA
 08/10/2010 - 01/17/2012 EDWARD JONES (CRD#:250) DELTONA, FL
B
 07/26/2010 - 01/17/2012 EDWARD JONES (CRD#:250) DELTONA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.