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Phillip Stuart Nuttall
CRD#: 5807229
IA
B
STRATOS WEALTH PARTNERS, LTDCRD#: 153184 3750 Park East Drive
Suite 200
Beachwood, OH 44122
Suite 200
Beachwood, OH 44122
STRATOS WEALTH SECURITIES, LLCCRD#: 290230 3750 PARK EAST DRIVE
SUITE 200
BEACHWOOD, OH 44122
SUITE 200
BEACHWOOD, OH 44122
0
Disclosures
14
Years of Experience
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State Registrations
B
Ohio 8/6/2023
IA
Ohio 8/6/2023
SRO Registrations
B
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IA
Registered with this firm since 8/6/2023
IA
Registered with this firm since 8/6/2023
B
Registered with this firm since 8/4/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/12/2022 - 08/10/2023 | SAN DIEGO, CA | |
B | 01/12/2022 - 08/10/2023 | SAN DIEGO, CA | |
IA | 01/08/2020 - 01/03/2022 | MCLEAN, VA | |
B | 11/12/2021 - 01/02/2022 | NEW ORLEANS, LA | |
IA | 04/13/2016 - 11/20/2019 | WASHINGTON, DC | |
B | 01/18/2013 - 11/20/2019 | WASHINGTON, DC | |
B | 04/27/2012 - 12/20/2012 | NEW YORK, NY | |
B | 08/19/2010 - 04/05/2012 | MANHASSET, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.