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Detailed Report
BRENDAN LAWRENCE COLLINS
CRD#: 5805746
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 300 SPECTRUM CENTER DR STE 920
IRVINE, CA 92618
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2013 - Present (12 years)
License(s)

State Registrations

B
Arizona 2/26/2018
B
Indiana 3/11/2025
B
California 4/24/2013
B
Oregon 10/4/2013
IA
California 4/24/2013
IA
Texas 1/2/2025
B
Georgia 2/16/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
300 SPECTRUM CENTER DR STE 920, IRVINE, CA 92618
Registered with this firm since 4/24/2013
B
LPL FINANCIAL LLC (CRD#:6413)
300 SPECTRUM CENTER DR STE 920, IRVINE, CA 92618
Registered with this firm since 4/24/2013
Previous Registration(s)
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IA
 10/07/2010 - 11/16/2012 MORGAN STANLEY (CRD#:149777) IRVINE, CA
B
 08/04/2010 - 11/16/2012 MORGAN STANLEY (CRD#:149777) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.