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SEAN AMOS SMITH
SEAN SMITH
CRD#: 5805210
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 6731 N MACARTHUR BLVD STE 100
IRVING, TX 75039
Registration History
2010201220142016201820202022202420262 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - Present (6 years)BCUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2010 - 2014 (3 years)IACUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2011 - 2014 (3 years)
License(s)

State Registrations

B
Alabama 1/4/2025

B
New Mexico 1/4/2025

B
Arizona 1/4/2025

B
Oklahoma 10/17/2018

B
Arkansas 1/4/2025

B
Tennessee 1/4/2025

B
Colorado 10/17/2018

B
Texas 10/17/2018

B
Louisiana 10/17/2018

IA
Texas 10/19/2018

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 10/19/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
6731 N MACARTHUR BLVD STE 100, IRVING, TX 75039
LEWISVILLE, TX
Registered with this firm since 10/17/2018

Previous Registration(s)
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IA
08/14/2014 - 04/11/2018 STRATEGIC ADVISERS LLC (CRD#:104555) WESTLAKE, TX
B
08/12/2014 - 04/10/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
IA
01/31/2011 - 06/30/2014 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) PLANO, TX
B
09/27/2010 - 06/30/2014 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) PLANO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.