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MARCUS ANDREW ARNOLD
MARCUS A ARNOLD, MARCUS Andrew ARNOLD
CRD#: 5805038
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ONE DESTINY WAY
WESTLAKE, TX 76262
WESTLAKE, TX 76262
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alabama 8/19/2016
B
Nebraska 8/5/2016
B
Alaska 8/5/2016
B
Nevada 8/11/2016
B
Arizona 8/26/2016
B
New Hampshire 8/8/2016
B
Arkansas 8/8/2016
B
New Jersey 8/11/2016
B
California 8/5/2016
B
New Mexico 8/8/2016
B
Colorado 8/5/2016
B
New York 8/8/2016
B
Connecticut 8/5/2016
B
North Carolina 8/5/2016
B
Delaware 8/16/2016
B
North Dakota 1/9/2017
B
District of Columbia 8/5/2016
B
Ohio 8/4/2016
B
Florida 8/8/2016
B
Oklahoma 8/8/2016
B
Georgia 8/8/2016
B
Oregon 9/15/2016
B
Hawaii 8/5/2016
B
Pennsylvania 8/5/2016
B
Idaho 8/5/2016
B
Puerto Rico 1/13/2017
B
Illinois 8/4/2016
B
Rhode Island 8/4/2016
B
Indiana 8/8/2016
B
South Carolina 8/11/2016
B
Iowa 8/8/2016
B
South Dakota 1/13/2017
B
Kansas 8/16/2016
B
Tennessee 1/11/2017
B
Kentucky 8/8/2016
B
Texas 8/8/2016
B
Louisiana 8/22/2016
IA
Texas 3/22/2022
B
Maine 8/5/2016
B
Utah 8/4/2016
B
Maryland 8/12/2016
B
Vermont 8/5/2016
B
Massachusetts 8/5/2016
B
Virginia 8/4/2016
B
Michigan 8/8/2016
B
Washington 8/9/2016
B
Minnesota 8/5/2016
B
West Virginia 8/18/2016
B
Mississippi 8/11/2016
B
Wisconsin 8/4/2016
B
Missouri 8/4/2016
B
Wyoming 8/8/2016
B
Montana 8/5/2016
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/22/2022
B
Registered with this firm since 8/4/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/16/2014 - 07/20/2016 | COLORADO SPRINGS, CO | |
B | 09/16/2014 - 07/20/2016 | COLORADO SPRINGS, CO | |
IA | 07/02/2014 - 09/12/2014 | GREENWOOD VILLAGE, CO | |
B | 12/21/2012 - 06/19/2014 | DENVER, CO | |
B | 07/27/2010 - 12/08/2012 | DENVER, CO |
COLORADO SPRINGS, CO
09/16/2014 - 07/20/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.