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Detailed Report
WILLIAM SCHULTZ
BILL LAWRENCE SCHULTZ, BILLY LAWRENCE SCHULTZ, WILLIAM LAWRENCE SCHULTZ, BILL ^ ^ ^, BILLY ^ ^ ^
CRD#: 5804842
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 950 NEWTOWN YARDLEY ROAD
FL 2
NEWTOWN, PA 18940
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 950 NEWTOWN YARDLEY ROAD
FL 2
NEWTOWN, PA 18940
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2016 (5 years)3 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Delaware 1/14/2022
B
Pennsylvania 4/20/2021
B
Florida 1/14/2022
IA
Pennsylvania 4/20/2021
B
Maryland 1/14/2022
B
Virginia 1/14/2022
B
New Jersey 1/14/2022
B
West Virginia 1/14/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
950 NEWTOWN YARDLEY ROAD FL 2, NEWTOWN, PA 18940
Registered with this firm since 4/20/2021
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
950 NEWTOWN YARDLEY ROAD FL 2, NEWTOWN, PA 18940
Registered with this firm since 4/20/2021
Previous Registration(s)
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IA
 01/18/2018 - 04/19/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) JENKINTOWN, PA
B
 01/16/2018 - 04/19/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) JENKINTOWN, PA
IA
 09/13/2016 - 01/11/2018 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Newtown, PA
IA
 09/13/2016 - 01/11/2018 TD AMERITRADE, INC. (CRD#:7870) Newtown, PA
B
 07/21/2016 - 01/11/2018 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
 03/30/2011 - 06/28/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
B
 03/30/2011 - 06/28/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
IA
 09/10/2010 - 02/24/2011 ING FINANCIAL PARTNERS, INC (CRD#:2882) PHILADELPHIA, PA
B
 07/16/2010 - 02/24/2011 ING FINANCIAL PARTNERS, INC. (CRD#:2882) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.