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David Michael Spataro
David Spataro
CRD#: 5804228
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4655 Executive Dr Ste 300
San Diego, CA 92121-3123
Registration History
2010201220142016201820202022202420262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BIVY DISTRIBUTORS, INC. (CRD# 16496)2011 - 2018 (7 years)BWADDELL & REED (CRD# 866)2010 - 2018 (8 years)
License(s)

State Registrations

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Arkansas 3/31/2021

B
Massachusetts 3/31/2021

B
California 3/24/2021

B
Montana 2/16/2022

IA
California 3/24/2021

B
Utah 3/31/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4655 Executive Dr Ste 300, San Diego, CA 92121-3123
Carlsbad, CA
Registered with this firm since 3/24/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4655 Executive Dr Ste 300, San Diego, CA 92121-3123
Carlsbad, CA
Registered with this firm since 3/24/2021

Previous Registration(s)
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IA
10/03/2019 - 04/01/2021 WADDELL & REED (CRD#:866) PEORIA, AZ
B
07/08/2019 - 04/01/2021 WADDELL & REED (CRD#:866) PEORIA, AZ
B
09/09/2011 - 09/19/2018 IVY DISTRIBUTORS, INC. (CRD#:16496) OVERLAND PARK, KS
B
09/24/2010 - 09/19/2018 WADDELL & REED (CRD#:866) OVERLAND PARK, KS
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.