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LILLIAM S ARAQUE
LILLIAM S. ARAQUE, LILLIAM STELLA ARAQUE, Lilliam S Araque, Lilliam Araque, Lilly Araque
CRD#: 5803827
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 48 WEST PUTNAM AVENUE PICKWICK COMMONS
GREENWICH, CT 06830
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 48 WEST PUTNAM AVENUE
PICKWICK COMMONS
GREENWICH, CT 06830
Registration History
2010201220142016201820202022202420262 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2020 (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2014 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2020 (3 years)
License(s)

State Registrations

B
Arizona 5/19/2023

B
Kentucky 5/7/2024

B
California 8/26/2021

B
Louisiana 10/8/2021

B
Connecticut 8/26/2021

B
Massachusetts 10/8/2021

IA
Connecticut 9/7/2021

B
New Jersey 8/26/2021

B
Delaware 7/19/2024

B
New York 8/26/2021

B
District of Columbia 10/8/2021

IA
New York 9/7/2021

B
Florida 8/26/2021

B
North Carolina 2/13/2024

B
Hawaii 1/4/2025

B
Tennessee 3/4/2022

B
Indiana 7/19/2024

B
Washington 8/26/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
48 WEST PUTNAM AVENUE PICKWICK COMMONS, GREENWICH, CT 06830
Registered with this firm since 9/7/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
48 WEST PUTNAM AVENUE PICKWICK COMMONS, GREENWICH, CT 06830
GREENWICH, CT
Registered with this firm since 8/26/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/21/2020 - 07/14/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) BRONX, NY
B
12/21/2020 - 07/14/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) BRONX, NY
IA
04/28/2020 - 12/07/2020 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) TUKWILA, WA
B
04/23/2020 - 12/04/2020 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) TUKWILA, WA
IA
11/03/2016 - 03/25/2020 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) BOCA RATON, FL
B
08/20/2014 - 03/25/2020 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) BOYNTON BEACH, FL
B
10/01/2012 - 07/21/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) DEERFIELD BEACH, FL
B
07/15/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JACKSON HEIGHTS, NY
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B
Broker
IA
Investment Adviser
Disclosures
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