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GUNJAN NANDA
CRD#: 5800881
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 520 NEWPORT CENTER DR STE 1700
NEWPORT BEACH, CA 92660
Registration History
2010201220142016201820202022202420262 FIRMS2014 - 2017 (2 years)IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - Present (7 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2013 (2 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)
License(s)

State Registrations

B
California 5/10/2017

B
Hawaii 5/10/2017

IA
California 8/8/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
520 NEWPORT CENTER DR STE 1700, NEWPORT BEACH, CA 92660
Registered with this firm since 8/8/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
520 NEWPORT CENTER DR STE 1700, NEWPORT BEACH, CA 92660
Registered with this firm since 5/10/2017

Previous Registration(s)
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IA
07/02/2014 - 04/24/2017 MORGAN STANLEY (CRD#:149777) MONARCH BEACH, CA
B
06/24/2014 - 04/24/2017 MORGAN STANLEY (CRD#:149777) MONARCH BEACH, CA
B
01/03/2011 - 02/04/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) FULLERTON, CA
B
07/05/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BUENA PARK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.