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Detailed Report
NATHANIEL ANDREW NOVAK
CRD#: 5799589
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 909 Poydras Street
Suite 1240
New Orleans, LA 70112
NEWEDGE SECURITIES, LLCCRD#: 10674 909 POYDRAS ST
#1240
NEW ORLEANS, LA 70112
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2020 (7 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Louisiana 7/2/2020
IA
Texas 7/2/2020
IA
Louisiana 7/2/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
909 Poydras Street Suite 1240, New Orleans, LA 70112
Registered with this firm since 7/2/2020
B
NEWEDGE SECURITIES, LLC (CRD#:10674)
909 POYDRAS ST #1240, NEW ORLEANS, LA 70112
Registered with this firm since 7/2/2020
Previous Registration(s)
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IA
 02/13/2013 - 07/02/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) NEW ORLEANS, LA
B
 02/13/2013 - 07/02/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) NEW ORLEANS, LA
IA
 11/09/2011 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) NEW ORLEANS, LA
B
 11/09/2011 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) NEW ORLEANS, LA
IA
 10/27/2010 - 06/30/2011 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) METAIRIE, LA
B
 07/29/2010 - 06/30/2011 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) METAIRIE, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.