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Detailed Report
ASHLEY ELIZABETH LIDDELL
ASHLEY E. DAVIS, ASHLEY ELIZABETH DAVIS, ASHLEY ELIZABETH O'CONNELL, ASHLEY ELIZABETH OCONNELL
CRD#: 5799428
IA
Investment Adviser
B
Broker
DIMENSIONAL FUND ADVISORS LPCRD#: 106482 6300 BEE CAVE ROAD
BUILDING ONE
AUSTIN, TX 78746
DFA SECURITIES LLCCRD#: 10292 PALISADES WEST, BUILDING ONE
6300 BEE CAVE ROAD
AUSTIN, TX 78746
Registration History
201220142016201820202022202420262 FIRMS2020 - 2020 (<1 year)2 FIRMS2018 - 2020 (1 year)2 FIRMS2021 - Present (3 years)BJPMORGAN DISTRIBUTION SERVICES... (CRD# 104234)2020 - 2021 (1 year)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2011 - 2018 (7 years)
License(s)

State Registrations

B
Texas 9/8/2021
IA
Texas 9/8/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DIMENSIONAL FUND ADVISORS LP (CRD#:106482)
6300 BEE CAVE ROAD BUILDING ONE, AUSTIN, TX 78746
Registered with this firm since 9/8/2021
B
DFA SECURITIES LLC (CRD#:10292)
PALISADES WEST, BUILDING ONE 6300 BEE CAVE ROAD, AUSTIN, TX 78746
Registered with this firm since 9/8/2021
Previous Registration(s)
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B
 06/02/2020 - 08/07/2021 JPMORGAN DISTRIBUTION SERVICES, INC. (CRD#:104234) Tampa, FL
IA
 03/06/2020 - 05/12/2020 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) St Petersburg, FL
IA
 02/10/2020 - 05/12/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Riverview, FL
B
 07/31/2018 - 05/12/2020 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST PETERSBURG, FL
B
 07/11/2018 - 05/12/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 02/11/2011 - 07/09/2018 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) COLORADO SPRINGS, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.