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Lillie E Louis-Fils
LILLIE E LOWERY, LILLIE ELIZABETH LOWERY, LILLIE LOWERY, LILLIE ELIZABETH QUICK ^, LILLIE ELIZABETH QUICK…
CRD#: 5799058
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3057 Akers Mill Rd SE
Atlanta, GA 30339
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 10/1/2014

B
Nevada 9/30/2014

B
Alaska 9/26/2014

B
New Hampshire 9/26/2014

B
Arizona 10/23/2014

B
New Jersey 3/23/2012

B
Arkansas 9/25/2014

B
New Mexico 9/25/2014

B
California 9/25/2014

B
New York 12/13/2011

B
Colorado 9/29/2014

B
North Carolina 1/8/2014

B
Connecticut 9/25/2014

B
North Dakota 9/26/2014

B
Delaware 4/18/2013

B
Ohio 9/26/2014

B
District of Columbia 9/2/2011

IA
Ohio 2/10/2022

B
Florida 5/29/2013

B
Oklahoma 9/26/2014

B
Georgia 9/26/2014

B
Oregon 9/26/2014

IA
Georgia 8/24/2021

B
Pennsylvania 4/18/2013

B
Hawaii 9/25/2014

B
Puerto Rico 9/30/2014

B
Idaho 9/25/2014

B
Rhode Island 9/25/2014

B
Illinois 9/25/2014

B
South Carolina 9/26/2014

B
Indiana 9/29/2014

B
South Dakota 9/30/2014

B
Iowa 9/25/2014

B
Tennessee 9/26/2014

B
Kansas 10/9/2014

B
Texas 9/26/2014

B
Kentucky 10/7/2014

IA
Texas 10/17/2014

B
Louisiana 9/29/2014

B
Utah 9/26/2014

B
Maine 9/26/2014

B
Vermont 9/26/2014

B
Maryland 8/31/2011

B
Virgin Islands 9/29/2014

B
Massachusetts 9/26/2014

B
Virginia 8/31/2011

B
Michigan 9/26/2014

IA
Virginia 4/22/2013

B
Minnesota 9/26/2014

B
Washington 9/26/2014

B
Mississippi 10/3/2014

B
West Virginia 4/25/2013

B
Missouri 9/26/2014

B
Wisconsin 9/25/2014

B
Montana 9/26/2014

B
Wyoming 9/25/2014

B
Nebraska 9/25/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3057 Akers Mill Rd SE, Atlanta, GA 30339
Atlanta, GA
Registered with this firm since 10/5/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3057 Akers Mill Rd SE, Atlanta, GA 30339
Atlanta, GA
Registered with this firm since 8/30/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/20/2011 - 07/27/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) FREDRICKSBURG, VA
B
04/18/2011 - 07/27/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) FREDRICKSBURG, VA
IA
09/01/2010 - 02/08/2011 EDWARD JONES (CRD#:250) STAFFORD, VA
B
07/12/2010 - 02/08/2011 EDWARD JONES (CRD#:250) STAFFORD, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.