Individual Firm
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T LIAM POWELL
TRAVIS LEE POWELL, Liam Powell, T Liam Powell, Travis L Powell
CRD#: 5798436
IA
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BEACON POINTE ADVISORS, LLCCRD#: 119290 6263 N Scottsdale Road
Suite 295
Scottsdale, AZ 85250
Suite 295
Scottsdale, AZ 85250
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Arizona 9/11/2023
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Texas 10/14/2021
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Registered with this firm since 10/14/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/16/2018 - 11/18/2021 | SCOTTSDALE, AZ | |
B | 01/02/2019 - 12/31/2020 | SCOTTSDALE, AZ | |
IA | 09/26/2017 - 03/26/2018 | VIRGINIA BEACH, VA | |
B | 08/31/2017 - 03/26/2018 | VIRGINIA BEACH, VA | |
IA | 11/04/2011 - 08/09/2017 | NORFOLK, VA | |
B | 10/07/2011 - 08/09/2017 | NORFOLK, VA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.