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KENNETH THOMAS GERAGHTY
CRD#: 5798393
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3242 PEACHTREE ROAD
SUITE 100
ATLANTA, GA 30305
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3630 PEACHTREE ROAD NE
SUITE 100 - 900
ATLANTA, GA 30326-1568
Registration History
2010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2015 - 2019 (3 years)BNYLIFE SECURITIES LLC (CRD# 5167)2010 - 2015 (5 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2019 (1 year)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2015 - 2018 (2 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2013 - 2015 (2 years)
License(s)

State Registrations

B
Alabama 4/26/2019

B
Mississippi 2/10/2023

B
Alaska 10/12/2023

B
New Jersey 10/21/2019

B
Arizona 3/25/2023

B
North Carolina 4/26/2019

B
Colorado 10/21/2019

B
Ohio 1/9/2023

B
Delaware 1/4/2025

B
Oklahoma 8/13/2021

B
Florida 4/26/2019

B
South Carolina 4/26/2019

B
Georgia 4/26/2019

B
Tennessee 4/26/2019

IA
Georgia 5/3/2019

B
Texas 4/26/2019

B
Idaho 1/4/2025

IA
Texas 5/2/2019

B
Illinois 7/21/2020

B
Virginia 1/10/2022

B
Maryland 10/21/2019

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3242 PEACHTREE ROAD SUITE 100, ATLANTA, GA 30305
Registered with this firm since 5/2/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3630 PEACHTREE ROAD NE SUITE 100 - 900, ATLANTA, GA 30326-1568
ATLANTA, GA
Registered with this firm since 4/26/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2018 - 04/24/2019 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) Atlanta, GA
B
08/27/2015 - 04/22/2019 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) ATLANTA, GA
IA
09/11/2015 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) ATLANTA, GA
IA
06/28/2013 - 08/14/2015 EAGLE STRATEGIES LLC (CRD#:110826) NORCROSS, GA
B
06/17/2010 - 08/12/2015 NYLIFE SECURITIES LLC (CRD#:5167) NORCROSS, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.