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Puran Sugrim
PURAN RAMNAUTH
CRD#: 5796750
IA
B
PNC INVESTMENTSCRD#: 129052 2575 COUNTRYSIDE BOULEVARD
CLEARWATER, FL 33761
CLEARWATER, FL 33761
0
Disclosures
11
Years of Experience
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State Registrations
B
Florida 12/7/2021
B
North Carolina 12/20/2022
IA
Florida 12/22/2021
B
South Carolina 7/27/2022
SRO Registrations
B
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IA
Registered with this firm since 12/22/2021
B
Registered with this firm since 12/7/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2019 - 11/17/2021 | TEMPLE TERRACE, FL | |
B | 01/22/2019 - 11/17/2021 | Temple Terrace, FL | |
IA | 10/14/2014 - 01/28/2019 | TAMPA, FL | |
B | 03/04/2014 - 01/28/2019 | TAMPA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.