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Detailed Report
BRYANT HICKS
BRYAN HICKS
CRD#: 5795956
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Investment Adviser
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Previous Broker
JOHNSON FINANCIAL GROUP LLCCRD#: 125101 1144 FIFTEENTH STREET
SUITE 3950
DENVER, CO 80202
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BBROADRIDGE BUSINESS PROCESS OU... (CRD# 114212)2013 - 2022 (8 years)
License(s)

State Registrations

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Colorado 12/19/2022
Current Registration(s)
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JOHNSON FINANCIAL GROUP LLC (CRD#:125101)
1144 FIFTEENTH STREET SUITE 3950, DENVER, CO 80202
Registered with this firm since 12/19/2022
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JFG WEALTH MANAGEMENT, LLC (CRD#:285023)
1144 FIFTEENTH STREET SUITE 3950, DENVER, CO 80202
Registered with this firm since 12/19/2022
Previous Registration(s)
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 08/07/2013 - 07/11/2022 BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (CRD#:114212) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.