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Detailed Report
GAINES ELIZABETH GRELIER KOHN
GAINES ELIZABETH GRELIER
CRD#: 5794691
IA
Investment Adviser
B
Broker
SYNOVUS SECURITIES, INC.CRD#: 14023 800 SHADES CREEK PARKWAY
BIRMINGHAM, AL 35209
Registration History
2010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2012 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 8/31/2012
B
Nevada 5/9/2019
IA
Alabama 8/31/2012
B
New Jersey 9/22/2023
B
Arizona 6/27/2023
IA
New Jersey 9/25/2023
IA
Arizona 7/10/2023
B
New York 6/27/2023
B
California 5/21/2018
IA
New York 6/28/2023
IA
California 7/27/2020
B
North Carolina 10/11/2018
B
Colorado 5/21/2018
IA
North Carolina 4/27/2020
IA
Colorado 5/21/2018
B
Oregon 3/6/2020
B
District of Columbia 2/24/2025
IA
Oregon 10/25/2023
B
Florida 5/21/2018
B
Pennsylvania 1/15/2025
IA
Florida 5/22/2018
IA
Pennsylvania 1/16/2025
B
Georgia 5/21/2018
B
Rhode Island 6/27/2023
IA
Georgia 5/21/2018
IA
Rhode Island 6/28/2023
B
Illinois 1/22/2021
B
South Carolina 5/21/2018
IA
Illinois 1/22/2021
IA
South Carolina 11/22/2019
B
Indiana 9/26/2018
B
Tennessee 5/21/2018
IA
Indiana 4/21/2022
B
Texas 5/21/2018
B
Louisiana 8/5/2019
IA
Texas 2/10/2020
IA
Louisiana 8/5/2019
B
Utah 3/19/2019
B
Maryland 5/7/2024
IA
Utah 3/19/2019
IA
Maryland 5/23/2024
B
Virginia 3/14/2019
B
Massachusetts 5/21/2018
IA
Virginia 3/14/2019
B
Mississippi 5/21/2018
B
Wisconsin 3/14/2022
IA
Mississippi 4/24/2020
IA
Wisconsin 3/15/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SYNOVUS SECURITIES, INC. (CRD#:14023)
800 SHADES CREEK PARKWAY, BIRMINGHAM, AL 35209
Registered with this firm since 8/31/2012
B
SYNOVUS SECURITIES, INC. (CRD#:14023)
800 SHADES CREEK PARKWAY, BIRMINGHAM, AL 35209
Registered with this firm since 8/31/2012
Previous Registration(s)
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IA
 01/31/2011 - 07/25/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
B
 09/24/2010 - 07/25/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.